Oversight and Internal Audit and Investigation Policies

The policies, procedures, tools and guidance notes in this section are related to oversight, UNFPA accountability, risk management and assurance processes. 

Please note that the Policies and Procedures Manual is necessarily a "living document" subject to changes and updates. All policies, even those needing minor or substantive revision are official policy of the UNFPA and therefore are in effect.

 

The purpose of the present policy is to summarize Implementing Partner review and sanctions by UNFPA following the issuance of an investigation report by the Director, Office of Audit and Investigation Services (“OAIS”).

Related download

  • Policy and Procedures for Implementing Partner Review and Sanctions
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Related download

  • Policy on Protection against Retaliation and Procedures Manual
    EN FR ES

This policy applies to all UNFPA activities and operations. It aims to prevent, detect and address acts of fraudulent and other proscribed practices involving UNFPA staff members, individual independent contractors, suppliers, implementing partners, and any third parties with which the UNFPA has a business relationship. 

Related download

  • UNFPA Policy against Fraudulent and Other Proscribed Practices
    EN
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Related download

  • Policy for Vendor Review and Sanctions
    EN

UNFPA Oversight Policy - January 2015

The oversight policy aims to encourage good governance, create the necessary environment of accountability and transparency in UNFPA and ensure that UNFPA operates effectively and efficiently while continuously improving its performance.

UNFPA Oversight Policy: How all roles are articulated - August 2014

Graphic depiction of how all roles are articulated in the UNFPA Oversight Policy.

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  • UNFPA Oversight Policy
    EN FR
  • UNFPA Oversight Policy: How all roles are articulated
    EN

Secretary General Bulletin outlining the prohibited conduct, responsibilities for prevention of, and process for dealing with allegations of sexual exploitation and abuse of beneficiaries by UN personnel. 

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  • Special Measures for Protection from Sexual Exploitation and Sexual Abuse
    EN

This policy highlights the prohibited conduct for harassment, sexual harassment, and abuse of authority. It provides information on dispute resolution, responsibilities of personnel, managers and supervisors, and UNFPA. In implementing this policy, UNFPA will act consistently and take the appropriate administrative, investigative, and disciplinary action required, regardless of the personnel's function, title, length of service, and contractual status.

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  • Prohibition of Harassment, Sexual Harassment, Abuse of Authority and Discrimination
    EN FR RU ES AR

This policy applies to all UNFPA activities and operations. It aims to prevent, detect and address acts of fraudulent and other proscribed practices involving UNFPA staff members, individual independent contractors, suppliers, implementing partners, and any third parties with which the UNFPA has a business relationship. 

Related download

  • Policy Against Fraudulent and Other Proscribed Practices
    EN

Establishes the framework for discipline in UNFPA. It explains UNFPA’s disciplinary measures, as well as due process during the investigation process and the disciplinary process.

Related download

  • Disciplinary Framework
    EN